Horizons Active Floating Rate Preferred Share ETF – An application has been granted for the original listing in the Industrial category of 450,000 Class E units and 50,000 advisor class units of the ETF, all of which will be issued and outstanding…
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upon completion of an initial public offering.
Listing of the Units will become effective at 5:01 p.m. on Tuesday, October 1, 2013 in anticipation of the Offering closing prior to the opening of business on Wednesday, October 2, 2013. The Units will be posted for trading at the opening of business on, Wednesday, October 2, 2013, upon confirmation of the closing.
The ETF is authorized to issue an unlimited number of Units, each of which represents an equal, undivided interest in the net assets of the ETF. Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Units that may be issued.
Registrations and transfers of Units will be effected through the book-entry only system administered by CDS Clearing and Depository Services Inc. Beneficial owners of Units will not have the right to receive physical certificates evidencing their ownership of the Units. Units must be purchased, transferred and surrendered for redemption only through a CDS participant.
Class E Units
Stock Symbol: HFP CUSIP: 44052A 20 1 Currency: CAD$
Advisor Class Units
Stock Symbol: HFP.A CUSIP: 44052A 10 2 Currency: CAD$
Designated
Market Maker: National Bank Financial Inc.
Other Markets: None
Source: ETFWorld – Horizons Exchange Traded Funds Inc
WMCR
Wilshire Micro-Cap ETF (based on the Wilshire US Micro-Cap Index)
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